criticalDEP-001

Toll Brothers: Deposit Forfeiture

Contract clause analysis

How Toll Brothers Uses This Clause

Toll Brothers purchase agreements have been documented to include deposit forfeiture / earnest money trap provisions. The contract may allow Toll Brothers to retain the buyer's deposit as liquidated damages if the buyer cancels. In at least one arbitration proceeding, an arbitrator found Toll Brothers' liquidated damages provision unenforceable and ordered the return of deposit funds to buyers who could not secure financing. Deposits on luxury homes can be substantial given the company's average sale price. This clause has been the subject of litigation, including Noohi v. Toll Bros., Inc..

This provision typically appears within the purchase agreement alongside other terms that may limit buyer remedies. Because Toll Brothers operates across multiple states, the enforceability and practical impact of this clause varies depending on where the home is located.

As a builder operating in the upper price segments, Toll Brothers buyers may have somewhat more leverage to negotiate contract terms compared to entry-level buyers. However, the presence of this clause in standard purchase agreements means buyers should review it carefully regardless of price point.

Builder-Specific Details

Combined with Mandatory Arbitration

Deposit disputes must go through arbitration, where the cost may approach or exceed the deposit itself.

Standardized Across Markets

Toll Brothers's scale means contract templates are largely standardized across its operations. This clause identified in one state's contract is likely present in other states' contracts, though local addenda may modify the terms.

Negotiation Potential

Toll Brothers operates in higher price segments where buyers may have more leverage to negotiate individual contract terms. While the clause appears in standard templates, buyers of custom or semi-custom homes may have more room to request modifications.

Legal History

The following cases involve Toll Brothers's use of this clause type.

Noohi v. Toll Bros., Inc.

U.S. Court of Appeals, Fourth Circuit · 2013

In a putative class action, prospective buyers alleged Toll Brothers refused to return deposits when buyers could not obtain mortgage financing. The Fourth Circuit affirmed the district court's holding that Toll Brothers' arbitration provision was unenforceable because it required the buyer — but not the seller — to submit disputes to arbitration, lacking mutuality of consideration under Maryland law. Toll Brothers petitioned the U.S. Supreme Court for review; the petition was denied.

State-by-State Enforceability

Enforceability of this clause varies by state. The following reflects Toll Brothers's operating states.

StateStatusNote
CaliforniaLikely EnforceableCalifornia has one of the most detailed statutory frameworks governing liquidated damages in...
TexasLikely EnforceableDeposit forfeiture clauses in new construction contracts are generally enforceable in Texas when...
FloridaLikely EnforceableFlorida courts generally enforce deposit forfeiture provisions in new construction contracts when...
ArizonaLikely EnforceableArizona courts enforce deposit forfeiture clauses as liquidated damages when the amount is...
ColoradoLikely EnforceableColorado courts enforce liquidated damages clauses, including deposit forfeiture provisions, when...
NevadaLikely EnforceableNevada courts enforce liquidated damages provisions when the amount is reasonable relative to...
VirginiaLikely EnforceableVirginia courts enforce liquidated damages provisions in real estate contracts when the amount bears...
MarylandLikely EnforceableMaryland courts enforce liquidated damages clauses when the amount is a reasonable estimate of...
PennsylvaniaLikely EnforceablePennsylvania courts enforce liquidated damages provisions when the amount is a reasonable...
New JerseyLikely EnforceableNew Jersey courts enforce liquidated damages provisions when the amount is reasonable in relation to...
New YorkLikely EnforceableNew York courts enforce liquidated damages provisions when the amount is reasonable and not clearly...
ConnecticutLikely EnforceableConnecticut courts enforce liquidated damages provisions when the amount is reasonable in relation...
North CarolinaLikely EnforceableNorth Carolina courts enforce liquidated damages provisions, including deposit forfeiture in new...
South CarolinaLikely EnforceableSouth Carolina courts enforce liquidated damages provisions in real estate contracts when the amount...
GeorgiaLikely EnforceableGeorgia courts enforce liquidated damages provisions when the amount is a reasonable pre-estimate of...
TennesseeLikely EnforceableTennessee courts enforce liquidated damages provisions when the amount is reasonable in proportion...
IdahoLikely EnforceableIdaho courts enforce liquidated damages provisions when the amount is a reasonable estimate of...
WashingtonLikely EnforceableWashington courts enforce liquidated damages provisions when the amount is reasonable relative to...
UtahLikely EnforceableUtah courts enforce liquidated damages provisions when the amount is a reasonable pre-estimate of...
MichiganLikely EnforceableMichigan courts enforce liquidated damages provisions when the amount is a reasonable estimate of...
IllinoisLikely EnforceableIllinois courts enforce liquidated damages provisions when the amount is a reasonable estimate of...
DelawareLikely EnforceableDelaware courts enforce liquidated damages provisions when the amount is a reasonable estimate of...

Related Clauses in Toll Brothers Contracts

This clause often works in combination with other provisions in Toll Brothers's purchase agreements.

ARB-001Mandatory Arbitration

Deposit disputes must go through arbitration, where the cost may approach or exceed the deposit itself.

LEN-001Preferred Lender

Incentives tied to using the preferred lender may be lost if the buyer switches lenders, and the deposit terms may reflect this.

What Buyers Can Do

  • Understand exactly when your deposit becomes non-refundable. The contract may specify triggers that make the deposit non-refundable before you expect. Read the forfeiture conditions carefully.
  • Know the cancellation provisions. Review what happens to your earnest money if you need to cancel. Toll Brothers's contract may allow deposit retention even in circumstances beyond your control.
  • Review the Noohi case. The Noohi v. Toll Bros., Inc. ruling may be relevant to your situation. If you are buying a Toll Brothers home in a state with similar legal protections, this precedent could affect the enforceability of this clause.
  • Have the full contract scanned before signing. This clause is often one of several interconnected provisions in Toll Brothers contracts that collectively limit buyer remedies. A contract scan can identify all of them.
Read the full Toll Brothers contract review →Learn more about Deposit Forfeiture / Earnest Money TrapScan your Toll Brothers contract — $49 →

Have a Toll Brothers contract?

Scan it at fineprint.homes — $49

Scan Your Contract
This article is for informational and educational purposes only. It does not constitute legal advice. Consult a licensed attorney in your state before making legal decisions.